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Financial Services Commission
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441	TESTIMONY OF BELLA SANEVICH ON BEHALF OF THE AMERICAN BENEFITS COUNCIL Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:31:02 Employment compensation Financial services Investment Personal finance Employee Retirement Income Security Act Dodd–Frank Wall Street Reform and Consumer Protection Act Defined benefit pension plan Commodity Futures Trading Commission Derivative Financial economics Economics Finance
442	PDF Document Add to Reading List Source URL: docs.regulations.justia.com Language: English - Date: 2015-04-29 05:30:38 United States securities law Financial services United States Securities and Exchange Commission Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser Collective investment scheme Securities Exchange Act Registered Investment Advisor Financial economics Investment Finance
443	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-K/A Amendment No. 1 Add to Reading List Source URL: wrightinvestorsservice.com Language: English - Date: 2015-03-25 15:10:58 Financial services SEC filings United States securities law Institutional investors Regulation S-K Form 10-K Mutual fund Security Investment management Financial economics Investment Finance
444	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q Add to Reading List Source URL: files.shareholder.com Language: English Financial markets Financial services Investment Financial statements United States Generally Accepted Accounting Principles Accumulated other comprehensive income Balance sheet Financial instrument Comprehensive income Finance Financial economics Accountancy
445	Initial submission to the Financial System Inquiry 31 March 2014 AIST Submission Initial submission to the Financial System Inquiry Add to Reading List Source URL: www.aist.asn.au Language: English - Date: 2014-03-31 18:31:00 Employment compensation Investment Australian Institute of Superannuation Trustees Australia Australian Prudential Regulation Authority Finance Regulatory compliance Australian Securities and Investments Commission Pension Financial services Superannuation in Australia Financial economics
446	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 10, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 08:39:53 Stock market Financial system International Securities Exchange Rebate United States Securities and Exchange Commission Financial services Securities Exchange Act Broker-dealer Order Financial economics Financial markets Investment
447	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 27, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 15:21:40 Funds Collective investment schemes Financial services Stock market Exchange-traded fund NYSE Arca Securities Exchange Act Securities and Exchange Commission Security Financial economics Investment Finance
448	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 15, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to List and Trade S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 13:06:46 Funds Collective investment schemes Financial services Stock market Exchange-traded fund NASDAQ Mutual fund Securities Exchange Act American depositary receipt Financial economics Investment Finance
449	Assessment criteria of the reputation of person Financial and Capital Commission (hereinafter – the Commission), taking into account the findings in the course of considering an application submitted by a person for ob Add to Reading List Source URL: www.fktk.lv Language: English - Date: 2011-05-23 04:24:55 Financial services Finance Economics Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Financial Supervisory Authority Investment Financial economics Insurance
450	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 20, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 15:07:48 SPDR Chicago Board Options Exchange IShares NASDAQ Source UK Services International Securities Exchange Investment Financial economics Exchange-traded funds

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